10 Components of an Effective Insider Trading Program

10 Components of an Effective Insider Trading Program

If the Office of Fraud Detection and Market Surveillance of the Financial Industry Regulatory Agency (FINRA) has never conducted a review of trading activity in your company’s publicly-traded securities, then you might be living in ignorant bliss about the adequacy of your insider trading program.  At least, know this – just having a board-approved insider trading policy won’t cut it.  Every publicly-traded company needs an insider trading program.

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